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S-20788A-11-0096

Maglev Wind Turbine Technologies, Inc.


Securities

Securities - General

Closed

3/1/2011

Notice of Opprotunity for Hearing Regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties and Order for Other Affirmative Action.

11-0096

 
Filing Date
Description Filed By Filed For Document Details PDF
1/14/2013 Return Receipt/Green Card Edward Mazur
12/27/2012 Return Receipt/Green Card Douglas Behmn
12/26/2012 Return Receipt/Green Card Ron Williams
12/26/2012 Return Receipt/Green Card Ron Williams
12/24/2012 Return Receipt/Green Card Edward Mazur
12/21/2012 Return Receipt/Green Card Douglas Behmn
12/21/2012 Return Receipt/Green Card Douglas Behmn
12/21/2012 Return Receipt/Green Card Edward Mazur
12/21/2012 Return Receipt/Green Card Edward Mazur
12/21/2012 Return Receipt/Green Card Edward Mazur
12/21/2012 Return Receipt/Green Card Edward Mazur
12/21/2012 Return Receipt/Green Card Ron Williams
12/17/2012 Return Receipt/Green Card Ron Williams
12/17/2012 Return Receipt/Green Card Douglas Behmn
12/17/2012 Return Receipt/Green Card Ron Williams
12/13/2012 Return Receipt/Green Card Ron Williams
12/12/2012 Decision - Dismisses Complaint A.C.C. (#73622)
12/12/2012 Decision A.C.C. (#73623)
12/12/2012 Decision A.C.C. (#73624)
11/26/2012 Proposed Order for Dismissal Matthew Neubert, Director of Securities
11/26/2012 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
11/26/2012 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
11/26/2012 Motion/Request - Miscellaneous Stephen J. Womack Securities Division
11/5/2012 Return Receipt/Green Card Edward Mazur
11/1/2012 Return Receipt/Green Card Ron Williams
11/1/2012 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
10/26/2012 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
10/16/2012 List of Witnesses and/or Exhibits Stephen J. Womack Securities Divisionn
10/16/2012 Motion/Request - Miscellaneous Stephen J. Womack Securities Division
10/16/2012 Notice of Appearance Stephen J. Womack Securities Division
7/19/2012 Return Receipt/Green Card Ron Williams
7/19/2012 Return Receipt/Green Card Edward Mazur
7/17/2012 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
7/17/2012 Transcript Arizona Reporting Service, Inc. - Court Reporters
7/11/2012 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
5/21/2012 Returned Certified Mail Edward Mazur
5/14/2012 Transcript Arizona Reporting Service, Inc. - Court Reporters
5/7/2012 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
5/7/2012 Return Receipt/Green Card Ron Williams
4/27/2012 Procedural Order - Sets a Status Conference Marc E. Stern, Administrative Law Judge - A.C.C.
3/26/2012 Return Receipt/Green Card Edward Mazur
3/26/2012 Return Receipt/Green Card Ron Williams
3/26/2012 Return Receipt/Green Card Brain Schulman
3/26/2012 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
3/23/2012 Transcript Arizona Reporting Service, Inc. - Court Reporters
3/14/2012 Procedural Order - Sets a Status Conference Marc E. Stern, Administrative Law Judge - A.C.C.
3/9/2012 Returned Certified Mail Douglas Behmn
3/5/2012 Return Receipt/Green Card Brian Schulman
3/1/2012 Return Receipt/Green Card Edward Mazur
2/24/2012 Return Receipt/Green Card Brian Schulman
2/24/2012 Decision A.C.C. (#72901)
2/21/2012 Return Receipt/Green Card Ron Williams
2/21/2012 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
2/21/2012 Return Receipt/Green Card Douglas Behmn
2/15/2012 Procedural Order - Vacates a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
2/13/2012 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
2/10/2012 Motion/Request to Continue a Hearing Brian J. Schulman
1/17/2012 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
1/17/2012 Return Receipt/Green Card Brian Schulman
1/17/2012 Return Receipt/Green Card Douglas Behmn
1/10/2012 Procedural Order - Grants an Extension of Time Marc E. Stern, Administrative Law Judge - A.C.C.
1/9/2012 Motion/Request for an Extension of Time Julie Coleman Securities Division
12/1/2011 Substitution of Counsel Julie Coleman Securities Division
8/31/2011 Return Receipt/Green Card Brian Schulman
8/29/2011 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
8/29/2011 Return Receipt/Green Card Douglas Behmn
8/29/2011 Transcript Arizona Reporting Service, Inc. - Court Reporters
8/19/2011 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
8/2/2011 Return Receipt/Green Card Douglas Behmn
8/1/2011 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
7/26/2011 Procedural Order - Sets a Status Conference Marc E. Stern, Administrative Law Judge - A.C.C.
7/25/2011 Motion/Request - Miscellaneous Brian J. Schulman
6/6/2011 Transcript Arizona Reporting Service, Inc. - Court Reporters
6/3/2011 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
6/2/2011 Return Receipt/Green Card Brian Schulman
6/2/2011 Return Receipt/Green Card Douglas Behmn
6/2/2011 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
5/26/2011 Procedural Order - Sets a Status Conference Marc E. Stern, Administrative Law Judge - A.C.C.
5/24/2011 Procedural Order - Sets a Status Conference Marc E. Stern, Administrative Law Judge - A.C.C.
5/20/2011 Answer Douglas F. Behm, Atty. Respondents
5/20/2011 Notice of Appearance Douglas F. Behm, Atty. Respondents
5/19/2011 Procedural Order - Sets a Pre-Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
5/17/2011 Motion/Request for an Extension of Time Douglas F. Behm
5/6/2011 Answer Brian J. Schulman
4/26/2011 Return Receipt/Green Card Douglas Behm
4/25/2011 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
4/25/2011 Return Receipt/Green Card Douglas Behm
4/19/2011 Procedural Order - Sets a Pre-Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
4/15/2011 Procedural Order - Sets a Pre-Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
4/15/2011 Request for a Hearing Brian J. Schulman
4/7/2011 Affidavit/Certification - Service Michael D. Brokaw Securities Division
4/7/2011 Affidavit/Certification - Service Michael D. Brokaw Securities Division
4/7/2011 Affidavit/Certification - Service Michael D. Brokaw Securities Division
4/7/2011 Affidavit/Certification - Service Michael D. Brokaw Securities Division
4/7/2011 Affidavit/Certification - Service Michael D. Brokaw Securities Division
4/7/2011 Affidavit/Certification - Service Michael D. Brokaw Securities Division
3/31/2011 Request for a Hearing Douglas F. Beham, Atty. Respondents
3/30/2011 Affidavit/Certification - Service Michael D. Brokaw - Securities Division, A.C.C.
3/29/2011 Affidavit/Certification - Service Michael D. Brokaw - Securities Division, A.C.C.
3/29/2011 Affidavit/Certification - Service Michael D. Brokaw - Securities Division, A.C.C.
3/29/2011 Affidavit/Certification - Service Michael D. Brokaw - Securities Division, A.C.C.
3/29/2011 Affidavit/Certification - Service Michael D. Brokaw - Securities Division, A.C.C.
3/29/2011 Affidavit/Certification - Service Michael D. Brokaw - Securities Division, A.C.C.
3/29/2011 Affidavit/Certification - Service Michael D. Brokaw - Securities Division, A.C.C.
3/29/2011 Affidavit/Certification - Service Michael D. Brokaw - Securities Division, A.C.C.
3/29/2011 Affidavit/Certification - Service Michael D. Brokaw - Securities Division, A.C.C.
3/29/2011 Affidavit/Certification - Service Michael D. Brokaw - Securities Division, A.C.C.
3/29/2011 Affidavit/Certification - Service Michael D. Brokaw - Securities Division, A.C.C.
3/1/2011 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
72901 2/24/2012 Decision
73622 12/12/2012 Decision - Dismisses Complaint
73623 12/12/2012 Decision
73624 12/12/2012 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Contingent Open Meeting (If Needed) 12/6/2012 10:00 AM 12/6/2012
H.R. #1 Securities Prehearing Conference 5/23/2011 2:30 PM 5/23/2011
H.R. #2 Status Conference 8/15/2011 10:00 AM 8/16/2011
H.R. #1 Contingent Open Meeting (If Needed) 2/23/2012 10:00 AM 2/23/2012
N/A Due - Witness List 2/10/2012 4:00 PM
H.R. #1 Status Conference 3/12/2012 2:00 PM 3/13/2012
N/A Due - Rehearing Application 3/15/2012 8:00 AM 3/15/2012
H.R. #2 Status Conference 4/26/2012 2:00 PM 4/26/2012
H.R. #1 Status Conference 7/10/2012 11:00 AM 7/10/2012
N/A Due - Witness List 10/16/2012 4:00 PM
N/A Due - Exhibits 10/16/2012 4:00 PM 10/16/2012
N/A Due - Rehearing Application 1/2/2013 8:00 AM 1/2/2013
N/A Due - Rehearing Application 1/2/2013 8:00 AM 1/2/2013
N/A Due - Rehearing Application 1/2/2013 8:00 AM 1/2/2013
Case Staff
Name Area Assigned
Marc Stern Hearing 3/2/2011
Julie Coleman Securities 2/15/2012
Michael Brokaw Securities 3/9/2011
Stephen Womack Securities 11/27/2012
Marc Stern Hearing 3/2/2011
 
Company Contact Address Date Added Email Email Opt-in
Arizona Reporting Service, Inc. 2200 N. Central Ave. -502
Phoenix, AZ 85004-1481
4/15/2011
Edward Mazur 6304 S. De Mello Street
Hereford, AZ 85615-5602
2/15/2012
Douglas Behm 14362 N. Frank Lloyd Wright Blvd.
Ste. 1000
Scottsdale, AZ 85260
4/1/2011
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
3/1/2011
Ron Williams 3617 Blackbird Dr
Sierra Vista, AZ 85635
11/26/2012

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