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S-20773A-10-0493

David Come Viens fka David Warner Come, David Zachery Combs


Securities

Securities - General

Closed

12/15/2010

Notice of Opportunity for Hearing Regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties and Order for Other Affirmative Action.

10-0493

 
Filing Date
Description Filed By Filed For Document Details PDF
3/28/2011 Return Receipt/Green Card David Veins
3/28/2011 Return Receipt/Green Card Scott Klaschka
3/21/2011 Decision A.C.C. (#72236)
3/4/2011 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
1/12/2011 Procedural Order - Grants a Miscellaneous Motion/Request Marc E. Stern, Administrative Law Judge - A.C.C.
1/11/2011 Motion/Request - Miscellaneous Mike Dailey
12/23/2010 Affidavit/Certification - Service Michael Rice
12/15/2010 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
72236 3/21/2011 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Contingent Open Meeting (If Needed) 3/16/2011 1:00 PM 3/16/2011
N/A Due - Rehearing Application 4/11/2011 8:00 AM 4/12/2011
Case Staff
Name Area Assigned
Marc Stern Hearing 12/27/2010
Michael Dailey Securities 12/17/2010
Guy Phillips Securities 12/17/2010
Marc Stern Hearing 12/27/2010
 
Company Contact Address Date Added Email Email Opt-in
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
12/15/2010
Scott Klaschka 9513 E. Olla Circle
Mesa, AZ 85212
1/12/2011
David Viens 9440 N. Sunset Ridge Dr.
Fountain Hills, AZ 85268
1/12/2011

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