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David Come Viens fka David Warner Come, David Zachery Combs


Securities - General



Notice of Opportunity for Hearing Regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties and Order for Other Affirmative Action.


Filing Date
Description Filed By Filed For Document Details PDF
3/28/2011 Return Receipt/Green Card David Veins
3/28/2011 Return Receipt/Green Card Scott Klaschka
3/21/2011 Decision A.C.C. (#72236)
3/4/2011 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
1/12/2011 Procedural Order - Grants a Miscellaneous Motion/Request Marc E. Stern, Administrative Law Judge - A.C.C.
1/11/2011 Motion/Request - Miscellaneous Mike Dailey
12/23/2010 Affidavit/Certification - Service Michael Rice
12/15/2010 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
72236 3/21/2011 Decision
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Contingent Open Meeting (If Needed) 3/16/2011 1:00 PM 3/16/2011
N/A Due - Rehearing Application 4/11/2011 8:00 AM 4/12/2011
Case Staff
Name Area Assigned
Marc Stern Hearing 12/27/2010
Michael Dailey Securities 12/17/2010
Guy Phillips Securities 12/17/2010
Marc Stern Hearing 12/27/2010
Company Contact Address Date Added Email Email Opt-in
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
Scott Klaschka 9513 E. Olla Circle
Mesa, AZ 85212
David Viens 9440 N. Sunset Ridge Dr.
Fountain Hills, AZ 85268

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