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S-20751A-10-0300

Ethan Sturgis Day and Theresa Day, respondent and spouse


Securities

Securities - General

Closed

7/21/2010

Notice of Opportunity for Hearing Regarding Proposed Order to Cease and Desist, Order for Restitution, Order for Administrative Penalties and Order for Other Affirmative Action

10-0300

 
Filing Date
Description Filed By Filed For Document Details PDF
4/26/2011 Return Receipt/Green Card Jeffrey Perry
4/15/2011 Decision A.C.C. (#72265)
4/11/2011 Return Receipt/Green Card Jeffrey Perry
3/28/2011 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
3/4/2011 Motion/Request to Continue a Hearing William W. Black Securities Division
3/4/2011 Procedural Order - Vacates a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
2/14/2011 Return Receipt/Green Card Jeffrey Perry
2/14/2011 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
2/3/2011 Procedural Order - Sets Miscellaneous Filing Dates Marc E. Stern, Administrative Law Judge - A.C.C.
2/1/2011 Motion/Request for an Extension of Time William W. Black Securities Division
12/15/2010 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
12/15/2010 Return Receipt/Green Card Jeffrey Perry
12/6/2010 Procedural Order - Reschedules a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
11/18/2010 Transcript Arizona Reporting Service, Inc. - Court Reporters
11/15/2010 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
11/15/2010 Return Receipt/Green Card Jeffrey Perry
11/5/2010 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
10/14/2010 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
10/14/2010 Return Receipt/Green Card Jeffrey Perry
10/1/2010 Procedural Order - Sets a Pre-Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
9/27/2010 Answer Jeffrey R. Perry
9/7/2010 Procedural Order - Grants an Extension of Time Marc E. Stern, Administrative Law Judge - A.C.C.
8/27/2010 Motion/Request for an Extension of Time Ethan & Teresa Day
8/6/2010 Affidavit/Certification - Service Ronald Baran
7/21/2010 Application - Securities Mark Dinell, Atty. - Securities Division A.C.C.
Decision # Decision Date Description PDF
72265 4/15/2011 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Contingent Open Meeting (If Needed) 4/12/2011 10:00 AM 4/12/2011
2nd Floor Conf Rm Securities Prehearing Conference 11/4/2010 9:30 AM 11/4/2010
N/A Due - Witness List 3/4/2011 4:00 PM
N/A Due - Witness List 3/11/2011 4:00 PM
N/A Due - Rehearing Application 5/5/2011 8:00 AM 5/5/2011
Case Staff
Name Area Assigned
Marc Stern Hearing 7/30/2010
Black Securities 7/22/2010
Ron Baran Securities 7/22/2010
Marc Stern Hearing 7/30/2010
William Black Securities 7/22/2010
 
Company Contact Address Date Added Email Email Opt-in
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
10/1/2010
Jeffrey Perry 7119 E. Shea Blvd., 109-111
Scottsdale, AZ 85254-6107
10/1/2010
Arizona Reporting Service, Inc. 2200 N. Central Ave. -502
Phoenix, AZ 85004-1481
10/1/2010

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