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Docket Details




S-20739A-10-0150

Global Trading Partners, LLC


Securities

Securities - General

Closed

4/20/2010

Temporary Order to Cease and Desist and Notice of Opportunity for Hearing.

10-0150

 
Filing Date
Description Filed By Filed For Document Details PDF
8/30/2010 Return Receipt/Green Card Kent Nicholas
8/25/2010 Decision A.C.C. (#71852)
8/13/2010 Motion/Request - Miscellaneous Wendy Coy
8/13/2010 Procedural Order - Vacates a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
8/9/2010 Return Receipt/Green Card Kent Nicholas
8/2/2010 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
7/19/2010 Notice of Filing - Miscellaneous Wendy Coy, Senior Counsel - Securities Division, A.C.C.
6/14/2010 Returned Certified Mail Michael Gowens - Respondent
6/14/2010 Return Receipt/Green Card Dan Semon Arizona Reporting Service, Inc.
6/11/2010 Return Receipt/Green Card Kent Nicholas
6/9/2010 Transcript Arizona Reporting Service, Inc. - Court Reporters
6/3/2010 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
6/2/2010 Notice of Appearance Kent M. Nicholas, Atty. Global Trading Partners, LLC and Michael Eugene Gowens
5/28/2010 Answer Michael E. Gowens - Respondent Global Trading Partners, LLC
5/19/2010 Return Receipt/Green Card Marta Hetzer Arizona Reporting Service, Inc.
5/13/2010 Procedural Order - Sets a Pre-Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
5/10/2010 Request for a Hearing Michael E. Gowens, President Global Trading Partners, LLC
4/20/2010 Application - Securities Matthew Neubert, Director of Securities
4/20/2010 Affidavit/Certification - Service Robert Eckert - Securities Division, A.C.C.
Decision # Decision Date Description PDF
71852 8/25/2010 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Contingent Open Meeting (If Needed) 8/12/2010 10:00 AM 8/12/2010
H.R. #2 Securities Prehearing Conference 6/2/2010 11:00 AM 6/2/2010
H.R. #2 Hearing 8/19/2010 9:30 AM 8/20/2010
N/A Due - Rehearing Application 9/14/2010 8:00 AM 9/15/2010
Case Staff
Name Area Assigned
Wendy Coy Securities 4/21/2010
Marc Stern Hearing 4/21/2010
Eckert Securities 4/21/2010
Marc Stern Hearing 4/21/2010
 
Company Contact Address Date Added Email Email Opt-in
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
4/20/2010
Michael Gowens 714 West Desert Avenue
Gilbert, AZ 85233
5/13/2010
Kent Nicholas 40 North Center, Suite 202
Mesa , AZ 85201
6/2/2010
Arizona Reporting Service, Inc. 2200 N. Central Ave. -502
Phoenix, AZ 85004-1481
5/13/2010

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