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S-20716A-09-0574

Miko D. Wady and Jennifer L. Savage (fka Jennifer L. Wady) f


Securities

Securities - General

Closed

12/22/2009

Notice of Opportunity for Hearing Regarding Proposed Order to Cease and Desist, for Restitution, for Administrative Penalties, and for Other Affirmative Action.

09-0574

 
Filing Date
Description Filed By Filed For Document Details PDF
3/23/2011 Returned Certified Mail Mario Reed
3/14/2011 Return Receipt/Green Card Mario Reed
3/3/2011 Decision A.C.C. (#72206)
2/28/2011 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
2/18/2011 Procedural Order - Vacates a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
2/17/2011 Motion/Request - Miscellaneous William W. Black Securities Division
2/11/2011 Return Receipt/Green Card Mario Reed
2/2/2011 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
1/18/2011 Returned Certified Mail Bobby Goodson
1/18/2011 Return Receipt/Green Card Malika Smith
1/18/2011 Return Receipt/Green Card Malika Smith
1/18/2011 Return Receipt/Green Card Malika Smith
1/12/2011 Returned Certified Mail Bobby Goodson
1/11/2011 Return Receipt/Green Card Mario Reed
1/11/2011 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
1/5/2011 Procedural Order - To continue hearing Marc E. Stern, Administrative Law Judge - A.C.C.
1/4/2011 Motion/Request to Continue a Hearing William W. Black
12/28/2010 Affidavit/Certification - Miscellaneous Gary Clapper
12/20/2010 Return Receipt/Green Card Mario Reed
12/20/2010 Return Receipt/Green Card Thurston Smith / B.Y.B. Entertainment, LLC
12/20/2010 Return Receipt/Green Card Mario Reed
12/17/2010 Return Receipt/Green Card Malika Smith
12/16/2010 Returned Certified Mail Malika Smith - Respondent
12/10/2010 Decision A.C.C. (#72037)
12/10/2010 Decision A.C.C. (#72038)
12/1/2010 Return Receipt/Green Card Thurston Smith B.Y.B. Entertainment, LLC
11/29/2010 Return Receipt/Green Card Bobby Goodson
11/29/2010 Return Receipt/Green Card Bobby Goodson
11/22/2010 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
11/22/2010 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
11/17/2010 Returned Certified Mail Mario Reed (vacant)
11/17/2010 Returned Certified Mail Mario Reed (vacant)
11/15/2010 Return Receipt/Green Card Thurston Smith / B.Y.B. Entertainment, LLC
11/15/2010 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
11/8/2010 Decision A.C.C. (#71961)
11/5/2010 Motion/Request to Continue a Hearing William W. Black
11/5/2010 Procedural Order - To continue hearing Marc E. Stern, Administrative Law Judge - A.C.C.
11/1/2010 Return Receipt/Green Card Bobby Goodson
10/27/2010 Service List Change Aaron S. Ludwig
10/22/2010 Proposed Consent Order from the Securities Division Mark Dinell, Atty. - Securities Division A.C.C.
10/13/2010 Response/Reply to a Procedural Order Aaron S. Ludwig
8/10/2010 Returned Certified Mail Bobby Goodson (Unsigned)
8/9/2010 Returned Certified Mail Mario Reed (unsigned)
8/9/2010 Returned Certified Mail Malika Smith (unsigned)
7/21/2010 Affidavit/Certification - Service Gary Clapper
7/19/2010 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
7/12/2010 Procedural Order - To continue hearing Marc E. Stern, Administrative Law Judge - A.C.C.
7/8/2010 Motion/Request to Continue a Hearing Aaron S. Ludwig, Enforcment Atty. - Securities Division, A.C.C.
6/8/2010 Returned Certified Mail Bobby Goodson C/O Jennifer Savage
5/13/2010 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
5/11/2010 Return Receipt/Green Card Malika Smith - Respondent
5/7/2010 Transcript Arizona Reporting Service, Inc. - Court Reporters
4/30/2010 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
4/19/2010 Return Receipt/Green Card Malika Smith - Respondent
4/14/2010 Returned Certified Mail Bobby Goodson - Respondent
4/12/2010 Return Receipt/Green Card Mario Reed - Respondent
4/8/2010 Decision A.C.C. (#71600)
3/22/2010 Return Receipt/Green Card Malika Smith - Respondent
3/22/2010 Transcript Arizona Reporting Service, Inc. - Court Reporters
3/15/2010 Return Receipt/Green Card Mario Reed - Respondent
3/11/2010 Procedural Order - Sets a Status Conference Marc E. Stern, Administrative Law Judge - A.C.C.
3/8/2010 Returned Certified Mail Bobby Goodson - Respondent
3/8/2010 Proposed Default Order from the Securities Division Matthew Neubert, Director of Securities
2/12/2010 Procedural Order - Continues a Pre-Hearing Conference Marc E. Stern, Administrative Law Judge - A.C.C.
2/9/2010 Motion/Request - Miscellaneous Aaron S. Ludwig
2/8/2010 Return Receipt/Green Card Malika Smith - Respondent
2/5/2010 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
2/5/2010 Return Receipt/Green Card Mario Reed - Respondent
2/1/2010 Procedural Order - Sets a Pre-Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
1/26/2010 Affidavit/Certification - Service Gary Clapper - Securities Division, A.C.C.
1/15/2010 Response Malika Smith - Respondent
1/15/2010 Request for a Hearing Bobby Goodson - Respondent
1/14/2010 Affidavit/Certification - Service Gary R. Clapper - Securities Division, A.C.C.
1/14/2010 Response Mario Reed - Respondent
1/14/2010 Request for a Hearing Mario Reed - Respondent
1/7/2010 Affidavit/Certification - Service Ronald Baran - Securities Division, A.C.C.
1/7/2010 Request for a Hearing Malika S. Smith - Respondent
12/30/2009 Affidavit/Certification - Service Gary R. Clapper
12/30/2009 Affidavit/Certification - Service Gary R. Clapper
12/23/2009 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
71600 4/8/2010 Decision
71961 11/8/2010 Decision
72037 12/10/2010 Decision
72038 12/10/2010 Decision
72206 3/3/2011 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Contingent Open Meeting (If Needed) 3/18/2010 10:00 AM 3/19/2010
H.R. #1 Contingent Open Meeting (If Needed) 11/4/2010 10:00 AM 11/4/2010
H.R. #1 Contingent Open Meeting (If Needed) 12/6/2010 9:00 AM 12/6/2010
H.R. #1 Contingent Open Meeting (If Needed) 2/17/2011 10:00 AM 2/17/2011
H.R. #1 Pre-hearing Conference 3/11/2010 10:30 AM 3/12/2010
H.R. #2 Status Conference 4/29/2010 10:30 AM 4/29/2010
N/A Due - Rehearing Application 4/28/2010 8:00 AM 4/28/2010
N/A Due - Witness List 10/8/2010 4:00 PM
N/A Due - Rehearing Application 11/29/2010 8:00 AM 11/30/2010
N/A Due - Rehearing Application 12/30/2010 8:00 AM 1/6/2011
N/A Due - Rehearing Application 12/30/2010 8:00 AM 1/6/2011
N/A Due - Rehearing Application 3/23/2011 8:00 AM 3/23/2011
Case Staff
Name Area Assigned
Clapper Securities 1/7/2010
Marc Stern Hearing 12/28/2009
Aaron Ludwig Securities 1/7/2010
Marc Stern Hearing 12/28/2009
 
Company Contact Address Date Added Email Email Opt-in
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
12/23/2009
Arizona Reporting Service, Inc. 2200 N. Central Ave. -502
Phoenix, AZ 85004-1481
2/3/2010
Mario Reed 2310 W. Tanque Verde Dr.
Chandler, AZ 85224
2/1/2010

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