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S-20703A-09-0461

Sir Mortgage & Finance of Arizona, Inc.


Securities

Securities - General

Closed

9/24/2009

Temporary Order to Cease and Desist and Notice of Opportunity for Hearing.

09-0461

 
Filing Date
Description Filed By Filed For Document Details PDF
3/4/2010 Return Receipt/Green Card Paul Roshka, Atty. Sir Mortgage & Finance of Arizona, Inc.
3/3/2010 Return Receipt/Green Card Paul Roshka, Atty. Sir Mortgage & Finance of Arizona, Inc.
2/25/2010 Stipulation Mike Dailey, Counsel - Securities Division, A.C.C.
2/25/2010 Procedural Order - Miscellaneous Marc E. Stern, Administrative Law Judge - A.C.C.
2/23/2010 Decision A.C.C. (#71495)
2/23/2010 Decision A.C.C. (#71497)
2/18/2010 Return Receipt/Green Card Paul Roshka, Atty. Sir Mortgage & Finance of Arizona, Inc.
2/17/2010 Return Receipt/Green Card Paul Roshka, Atty. Sir Mortgage & Finance of Arizona, Inc.
2/4/2010 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
2/4/2010 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
1/6/2010 Return Receipt/Green Card Paul J. Roshka, Atty. Sir Mortgage & Finance of Arizona, Inc.
1/5/2010 Procedural Order - Vacates a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
1/4/2010 Return Receipt/Green Card Dan Semon Arizona Reporting Service, Inc.
1/4/2010 Stipulation Mike Dailey, Counsel - Securities Division, A.C.C.
12/22/2009 Return Receipt/Green Card Paul J. Roshka, Atty. Sir Mortgage & Finance of Arizona, Inc.
12/22/2009 Return Receipt/Green Card Dan Semon Arizona Reporting Service, Inc.
12/22/2009 Procedural Order - Regarding Oral Arguments Marc E. Stern, Administrative Law Judge - A.C.C.
12/21/2009 Notice of Filing - Miscellaneous Mike Dailey, Atty. - Securities Division, A.C.C.
12/21/2009 Notice of Filing - Miscellaneous Mike Dailey, Atty. - Securities Division, A.C.C.
12/10/2009 Motion/Request - Miscellaneous Mike Dailey, Atty. - Securities Division, A.C.C.
12/9/2009 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
12/9/2009 Return Receipt/Green Card Paul J. Roshka, Jr., Atty. Sir Mortgage & Finance of Arizona, Inc.
12/7/2009 Notice of Filing - Miscellaneous Michael Dailey, Atty. - Securities Division, A.C.C.
12/2/2009 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
12/1/2009 Response Paul J. Roshka, Jr., Atty. Sir Mortgage & Finance of Arizona, Inc.
11/25/2009 Response Paul J. Roshka, Jr., Atty. Sir Mortgage & Finance of Arizona, Inc.
11/24/2009 Response Paul J. Roshka, Jr., Atty. Sir Mortgage & Finance of Arizona, Inc.
11/20/2009 Response Mike Dailey, Atty. - Securities Division, A.C.C.
11/12/2009 Transcript Arizona Reporting Service, Inc. - Court Reporters
11/12/2009 Response to Motion Mike Dailey, Atty. - Securities Division, A.C.C.
11/12/2009 Motion/Request - Miscellaneous Mike Dailey, Atty. - Securities Division, A.C.C.
11/12/2009 Notice of Filing - Miscellaneous Mike Dailey, Atty. - Securities Division, A.C.C.
11/6/2009 Return Receipt/Green Card Paul Roshka, Atty. Sir Mortgage & Finance of Arizona, Inc.
11/6/2009 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
11/6/2009 Motion/Request - Miscellaneous Paul J. Roshka, Jr., Atty. Sir Mortgage & Finance of Arizona, Inc.
11/4/2009 Motion/Request - Miscellaneous Paul J. Roshka, Jr., Atty. Sir Mortgage & Finance of Arizona, Inc.
11/3/2009 Notice of Filing - Miscellaneous Paul J. Roshka, Jr., Atty. Sir Mortgage & Finance of Arizona, Inc.
10/29/2009 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
10/26/2009 Response to Motion Mike Dailey, Staff Atty. - Securities Division, A.C.C.
10/23/2009 Response to Motion Paul J. Roshka, Jr., Atty. Sir Mortgage & Finance of Arizona, Inc.
10/13/2009 Return Receipt/Green Card Marta Hetzer Arizona Reporting Service, Inc.
10/13/2009 Return Receipt/Green Card Paul J. Roshka, Atty. Sir Mortgage & Finance of Arizona, Inc.
10/2/2009 Procedural Order - Sets a Pre-Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
9/28/2009 Request for a Hearing Paul J. Roshka, Atty. Sir Mortgage & Finance of Arizona, Inc.
9/24/2009 Application - Securities Mark Dinell, Atty. - Securities Division A.C.C.
Decision # Decision Date Description PDF
71495 2/23/2010 Decision
71497 2/23/2010 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Contingent Open Meeting (If Needed) 2/18/2010 10:00 AM 2/18/2010
N/A Due - Witness List 1/6/2010 4:00 PM
N/A Due - Witness List 12/18/2009 4:00 PM
H.R. #1 Securities Prehearing Conference 10/28/2009 10:00 AM 10/29/2009
N/A Due - Staff Response/Update 11/13/2009 4:00 PM
H.R. #2 Oral Argument 12/8/2009 9:30 AM 12/8/2009
N/A Due - Response 11/25/2009 4:00 PM
N/A Due - Exhibits 12/18/2009 4:00 PM 12/18/2009
N/A Due - Exhibits 1/6/2010 4:00 PM 1/6/2010
H.R. #2 Oral Argument 12/21/2009 10:00 AM 12/21/2009
N/A Due - Rehearing Application 3/15/2010 8:00 AM 3/15/2010
N/A Due - Rehearing Application 3/15/2010 8:00 AM 3/15/2010
Case Staff
Name Area Assigned
Marc Stern Hearing 9/30/2009
Michael Dailey Securities 10/5/2009
Ron Baran Securities 10/5/2009
Marc Stern Hearing 9/30/2009
 
Company Contact Address Date Added Email Email Opt-in
Paul Roshka Roshka, DeWulf & Patten, P.L.C.
400 E. Van Buren St. - 800
Phoenix, AZ 85004
10/2/2009
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
12/2/2009
Arizona Reporting Service, Inc. 2200 N. Central Ave. -502
Phoenix, AZ 85004-1481
10/2/2009

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