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S-20702A-09-0460

Richard Miles Dorman and Rebecca Dorman, husband and wife


Securities

Securities - General

Closed

9/23/2009

Notice of Opportunity for Hearing Regarding Proposed Order to Cease and Desist, Order for Restitution, for Administrative Penalties and for Other Affirmative Action.

09-0460

 
Filing Date
Description Filed By Filed For Document Details PDF
6/21/2010 Returned Certified Mail Steve Skivington, Atty. Michael V. & Kelly Ring & Elysium Capital Group, LLC
5/17/2010 Decision A.C.C. (#71696)
5/6/2010 Return Receipt/Green Card Richard M. & Rebecca Dorman - Respondent
4/28/2010 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
4/28/2010 Decision A.C.C. (#71681)
4/19/2010 Motion/Request to Continue a Hearing William W. Black, Atty. - Securities Division, A.C.C.
4/19/2010 Procedural Order - To continue hearing Marc E. Stern, Administrative Law Judge - A.C.C.
4/15/2010 Return Receipt/Green Card Richard M. & Rebecca Dorman - Respondents
4/9/2010 Returned Certified Mail Steve Skivington, Atty. Michael V. & Kelly Ring & Elysium Capital Group, LLC
4/5/2010 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
3/22/2010 Notice of Filing - Miscellaneous William Black, Atty. - Securities Division, A.C.C.
3/2/2010 Returned Certified Mail Steve Skivington, Atty. Michael V. & Kelly Ring & Elysium Capital Group, LLC
2/17/2010 Returned Certified Mail Richard Dorman - Respondent
2/17/2010 Returned Certified Mail Richard Dorman - Respondent
2/16/2010 Returned Certified Mail Steve Skivington, Atty. Michael V. & Kelly Ring & Elysium Capital Group, LLC
1/29/2010 Transcript Arizona Reporting Service, Inc. - Court Reporters
1/26/2010 Return Receipt/Green Card Heather Stanton Arizona Reporting Service, Inc.
1/15/2010 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
12/11/2009 Response Richard Dorman - Respondent
12/9/2009 Procedural Order - Sets a Status Conference Marc E. Stern, Administrative Law Judge - A.C.C.
12/7/2009 Request for a Hearing Rebecca Dorman - Respondent
12/3/2009 Transcript Arizona Reporting Service, Inc. - Court Reporters
12/1/2009 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
11/19/2009 Procedural Order - Sets a Status Conference Marc E. Stern, Administrative Law Judge - A.C.C.
11/9/2009 Correspondence - Miscellaneous Rick Dorman - Respondent
11/6/2009 Procedural Order - Sets a Pre-Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
11/3/2009 Request for a Hearing Steve T. Skivington, Atty. Michael Vincent Ring, Kelly Ring & Elysium Capital Group, L.L.C.
10/28/2009 Affidavit/Certification - Service Robert Eckert - Securities Division, A.C.C.
10/15/2009 Procedural Order - Sets a Pre-Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
10/14/2009 Request for a Hearing Rick Dorman - Respondent
9/28/2009 Affidavit/Certification - Service Robert Eckert - Securities Division, A.C.C.
9/28/2009 Affidavit/Certification - Service Robert Eckert - Securities Division, A.C.C.
9/23/2009 Application - Securities Mark Dinell, Atty. - Securities Division A.C.C.
Decision # Decision Date Description PDF
71681 4/28/2010 Decision
71696 5/17/2010 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Contingent Open Meeting (If Needed) 4/13/2010 9:30 AM 4/14/2010
H.R. #1 Contingent Open Meeting (If Needed) 5/13/2010 10:00 AM 5/13/2010
2nd Floor Conf Rm Securities Prehearing Conference 11/18/2009 9:30 AM 11/19/2009
H.R. #1 Status Conference 1/14/2010 9:30 AM 1/14/2010
N/A Due - Witness List 3/22/2010 4:00 PM
N/A Due - Exhibits 3/22/2010 4:00 PM 3/24/2010
N/A Due - Rehearing Application 5/18/2010 8:00 AM 5/19/2010
N/A Due - Rehearing Application 6/7/2010 8:00 AM 6/7/2010
Case Staff
Name Area Assigned
Marc Stern Hearing 9/30/2009
Eckert Securities 9/25/2009
Black Securities 9/25/2009
Marc Stern Hearing 9/30/2009
William Black Securities 9/25/2009
 
Company Contact Address Date Added Email Email Opt-in
Richard M. & Rebecca Dorman 245 Lullwater Dr.
Panama City, FL 34213
1/15/2010
Mark Dinell - Sec 1300 W. Washington Ave
Phoenix, AZ 85007
9/24/2009
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
11/6/2009
Steve Skivington 1016 Olive Mill Lane
Las Vegas, NV 89134
11/6/2009
Arizona Reporting Service, Inc. 2200 N. Central Ave. -502
Phoenix, AZ 85004-1481
10/16/2009

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