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S-20677A-09-0256

Secure Resolutions, Inc.


Securities

Securities - General

Closed

5/21/2009

Notice of Opportunity for Hearing Regarding Proposed Order to Cease and Desist, Order for Restitution, for Administrative Penalties, and for Other Affirmative Action.

09-0256

 
Filing Date
Description Filed By Filed For Document Details PDF
5/6/2010 Return Receipt/Green Card Secure Resolutions, Inc.
5/5/2010 Returned Certified Mail Secure Resolutions, Inc.
4/28/2010 Decision A.C.C. (#71683)
4/12/2010 Return Receipt/Green Card Michael Baker Secure Resolutions, Inc.
4/9/2010 Return Receipt/Green Card James Portman Webster
4/8/2010 Decision A.C.C. (#71601)
4/5/2010 Proposed Order for Dismissal Matthew Neubert, Director of Securities
3/31/2010 Procedural Order - Miscellaneous Marc E. Stern, Administrative Law Judge - A.C.C.
3/29/2010 Motion/Request - Miscellaneous Phing (Paul) Huynh, Atty. - Securities Division, A.C.C.
3/22/2010 Procedural Order - Miscellaneous Marc E. Stern, Administrative Law Judge - A.C.C.
3/16/2010 Return Receipt/Green Card Michael Baker, Atty. Secure Resolutions, Inc.
3/8/2010 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
3/4/2010 Return Receipt/Green Card Michael Baker, Atty. Secure Resolutions, Inc.
3/4/2010 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
2/25/2010 Procedural Order - Miscellaneous Marc E. Stern, Administrative Law Judge - A.C.C.
2/18/2010 Motion/Request - Miscellaneous Michael S. Baker, Atty. Secure Resolutions, Inc.
2/10/2010 Procedural Order - Vacates a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
2/9/2010 Stipulation Phong (Paul) Huynh - Securities Division, A.C.C.
2/3/2010 Return Receipt/Green Card Michael S. Baker, Atty. Secure Resolutions, Inc.
2/3/2010 Return Receipt/Green Card Michael S. Baker, Atty. Secure Resolutions, Inc.
1/29/2010 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
1/27/2010 Response to Motion Phong (Paul) Huynh, Atty. - Securities Division, A.C.C.
1/27/2010 List of Witnesses and/or Exhibits Michael S. Baker, Atty. Secure Resolutions, Inc.
1/27/2010 Response to Motion Michael S. Baker, Atty. Secure Resolutions, Inc.
1/27/2010 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
1/20/2010 Returned Certified Mail Douglas Cottle Secure Resolutions, Inc.
1/20/2010 Motion/Request - Miscellaneous Phong (Paul) Huynh, Atty. - Securities Division, A.C.C.
1/19/2010 List of Witnesses and/or Exhibits (Securities) Michael S. Baker, Atty. Secure Resolutions, Inc.
1/19/2010 Motion/Request - Miscellaneous Michael S. Baker, Atty. Secure Resolutions, Inc.
1/13/2010 Response/Reply to a Procedural Order Phong (Paul) Huynh, Atty. - Securities Division, A.C.C.
1/13/2010 Transcript Arizona Reporting Service, Inc. - Court Reporters
1/5/2010 Notice of Appearance Michael S. Baker, Atty. Secure Resolutions, Inc.
1/5/2010 Motion/Request to Continue a Hearing Michael S. Baker, Atty. Secure Resolutions, Inc.
12/17/2009 Returned Certified Mail Jeffrie Harper amd Julie Beauregard, Atty
12/17/2009 Notice of Appearance Jim Webster, Atty. Douglas & Kyla Cottle
12/17/2009 Stipulation Jim Webster, Atty. Douglas & Kyla Cottle
12/10/2009 Return Receipt/Green Card Robert Mitchell
12/9/2009 Return Receipt/Green Card Kyla & Douglas Cottle - Respondent
12/3/2009 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
12/3/2009 Transcript Arizona Reporting Service, Inc. - Court Reporters
11/20/2009 Response Phong (Paul) Huynh, Atty. - Securities Division, A.C.C.
11/18/2009 Notice of Filing - Miscellaneous Jim Webster, Atty. Douglas & Kyla Cottle
11/17/2009 Withdrawal of Counsel Julie Beauregard, Atty. Douglas & Kayla Cottle
10/14/2009 Return Receipt/Green Card Douglas Cottle, President Secure Resolutions, Inc.
10/8/2009 Transcript Arizona Reporting Service, Inc. - Court Reporters
9/30/2009 Return Receipt/Green Card Heather Stanton Arizona Reporting Service, Inc.
9/25/2009 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
9/24/2009 Notice of Appearance Julie M. Beauregard, Atty. Douglas & Kyla Cottle
9/24/2009 Miscellaneous - Notice of Errata Julie Beauregard, Atty. Douglas & Kyla Cottle
9/22/2009 Notice of Appearance Julie M. Beauregard, Atty. Secure Resolutions, Inc.
8/6/2009 Transcript Arizona Reporting Service, Inc. - Court Reporters
7/23/2009 Procedural Order - Miscellaneous Marc E. Stern, Administrative Law Judge - A.C.C.
6/26/2009 Procedural Order - Continues a Pre-Hearing Conference Marc E. Stern, Administrative Law Judge - A.C.C.
6/26/2009 Response Douglas Cottle - Respondent
6/26/2009 Response Secure Resolutions, Inc.
6/26/2009 Response Kyla Cottle - Respondent
6/24/2009 Motion/Request for an Extension of Time Kyla Cottle - Respondent
6/24/2009 Motion/Request for an Extension of Time Secure Resolutions, Inc.
6/24/2009 Motion/Request for an Extension of Time Douglas Cottle - Respondent
6/12/2009 Procedural Order - Sets a Pre-Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
6/8/2009 Request for a Hearing Douglas Cottle Respondent
6/8/2009 Request for a Hearing Secure Resolutions, Inc.
6/8/2009 Request for a Hearing Kyla Cottle Respondent
6/1/2009 Affidavit/Certification - Service Guy Phillips - Securities Division, A.C.C.
6/1/2009 Affidavit/Certification - Service Guy Phillips - Securities Division, A.C.C.
6/1/2009 Affidavit/Certification - Service Guy Phillips - Securities Division, A.C.C.
5/21/2009 Application - Securities Mark Dinell, Atty. - Securities Division A.C.C.
Decision # Decision Date Description PDF
71601 4/8/2010 Decision
71683 4/28/2010 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Contingent Open Meeting (If Needed) 3/18/2010 10:00 AM 3/19/2010
H.R. #1 Contingent Open Meeting (If Needed) 4/13/2010 9:30 AM 4/14/2010
H.R. #1 Securities Prehearing Conference 7/23/2009 10:30 AM 7/23/2009
H.R. #2 Status Conference 9/24/2009 9:30 AM 9/24/2009
H.R. #2 Status Conference 11/19/2009 10:00 AM 11/19/2009
N/A Due - Witness List 1/7/2010 4:00 PM
N/A Due - Exhibits 1/8/2010 4:00 PM 1/11/2010
N/A Due - Rehearing Application 4/28/2010 8:00 AM 4/28/2010
N/A Due - Rehearing Application 5/18/2010 8:00 AM 5/19/2010
Case Staff
Name Area Assigned
Marc Stern Hearing 5/26/2009
Paul Huynh Securities 5/27/2009
Guy Phillips Securities 5/27/2009
Marc Stern Hearing 5/26/2009
 
Company Contact Address Date Added Email Email Opt-in
James Portman Webster 935 E. Main, Suite 204
Mesa, AZ 85203
11/17/2009
Secure Resolutions, Inc. 1921 S. Alma School Rd. - 201
Mesa, AZ 85210
4/5/2010
Douglas Cottle SECURE RESOLUTIONS
1921 South Alma School Road, #201
Mesa, AZ 85210
6/12/2009
Arizona Reporting Service, Inc. 2200 N. Central Ave. -502
Phoenix, AZ 85004-1481
6/12/2009
Michael Baker 702 East Coronado
Phoenix, AZ 85006
1/5/2010
Julie Beauregard Mitchell & Associates
Viad Corporate Center, Suite 1715
1850 North Central Avenue
Phoenix, AZ 85004
9/22/2009
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
5/26/2009
Kyla & Douglas Cottle 2792 East Santa Rosa Drive
Gilbert, AZ 85210
6/12/2009
Robert Mitchell MITCHELL & ASSOCIATES
1850 North Central Avenue, Suite 2030
Phoenix, AZ 85004-4634
9/25/2009

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