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S-20660A-09-0107

Radical Bunny, L.L.C.


Securities

Securities - General

Compliance Due

3/12/2009

Notice of Opportunity for Hearing Regarding Proposed Order to Cease and Desist, Order for Restitution, for Administrative Penalties, and for Other Affirmative Action.

09-0107

 
Filing Date
Description Filed By Filed For Document Details PDF
4/26/2013 Notice of Filing - Miscellaneous Michael J. LaVelle, Atty. Respondents
4/5/2013 Return Receipt/Green Card Kevin Downey
4/3/2013 Return Receipt/Green Card Martin Galbut
3/29/2013 Return Receipt/Green Card LaVelle & LaVelle, PLC
3/21/2013 Decision A.C.C. (#73768)
3/20/2013 Return Receipt/Green Card LaVelle & LaVelle, PLC
3/14/2013 Return Receipt/Green Card Kevin Downey
3/11/2013 Return Receipt/Green Card Martin Galbut
3/5/2013 Exception(s) - Response to Recommended Order Michael J. LaVelle Respondents
2/13/2013 Return Receipt/Green Card Kevin Downey
2/11/2013 Return Receipt/Green Card LaVelle & LaVelle, PLC
2/11/2013 Return Receipt/Green Card Martin Galbut
1/22/2013 Exception(s) - Response to Recommended Order Michael J. LaVelle Respondents
1/11/2013 Recommended Opinion & Order from the Hearing Division Lyn Farmer, Chief Hearing Officer - A.C.C.
12/13/2012 Response Michael J. LaVelle Tom Hirsch, Diane Rose Hirsch, Berta Walder, Howard Walder, Harish P. Shah, Madhavi Shah and Horizon Partners, LLC
11/29/2012 Response to Motion Julie Coleman Securities Division
11/15/2012 Motion/Request - Miscellaneous Michael J. La Velle Hirsch, Walder and Shaw
8/1/2012 Response Michael J. La Velle, Atty Respondents
7/20/2012 Response to Motion Julie Coleman
7/19/2012 Motion/Request - Miscellaneous Michael J La Velle,atty Respondents Hirsch, Walder, Shah and Horizon Partners, LLC
7/18/2012 Response Julie Coleman, Chief Counsel of Enforcement for Securities Division of the ACC Securities Division
7/16/2012 Motion/Request - Miscellaneous Michael J LaVelle
5/14/2012 Return Receipt/Green Card Kevin Downey
5/7/2012 Return Receipt/Green Card LaVelle & LaVelle, PC
5/7/2012 Return Receipt/Green Card Martin Galbut
5/7/2012 Reply/Response Brief Michael J. LaVelle
4/30/2012 Response Julie Colman, Securities Division
4/26/2012 Procedural Order - Grants a Miscellaneous Motion/Request Lyn Farmer, Chief Hearing Officer - A.C.C.
4/24/2012 Response to Motion Julie Coleman, Chief Counsel of Enforcement - Securities Division, A.C.C.
4/17/2012 Brief Michael L. LaVelle, Atty. Tom & Diane Rose Hirsch, Berta & Howard Walder, Harish P. & Madavi H. Shah, and Horizon Partners, LLC
4/17/2012 Motion/Request for an Extension of Time Michael J. LaVelle, Atty. Tom & Diane Rose Hirsch, Berta & Howard Walder, Harish P. & Madavi H. Shah, and Horizon Partners, LLC
4/16/2012 Miscellaneous - Notice of Errata Marta Hetzer for Arizona Reporting Service, Inc.
3/30/2012 Transcript Arizona Reporting Service, Inc. - Court Reporters
3/30/2012 Exhibit Arizona Reporting Service, Inc. - Court Reporters
2/21/2012 Return Receipt/Green Card Kevin Downey
2/15/2012 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
2/15/2012 Return Receipt/Green Card LaVelle & LaVelle, PLC
2/14/2012 Return Receipt/Green Card Martin Galbut
2/1/2012 Procedural Order - Sets a Hearing Lyn Farmer, Chief Hearing Officer - A.C.C.
1/27/2012 Response/Reply to a Procedural Order Julie Coleman Securities Division
1/17/2012 Procedural Order - Miscellaneous Lyn Farmer, Chief Hearing Officer - A.C.C.
12/30/2011 Transcript Arizona Reporting Service, Inc. - Court Reporters
12/23/2011 Response Julie Coleman Securities Division
12/23/2011 Notice of Filing - Miscellaneous Michael J. LaVelle
12/16/2011 Response to Motion Julie Coleman Securities Division
12/16/2011 Notice of Filing - Miscellaneous Michael J. LaVelle
12/9/2011 Return Receipt/Green Card Kevin Downey
12/9/2011 Return Receipt/Green Card Kevin Downey
12/5/2011 Return Receipt/Green Card Jordan Kroop
12/5/2011 Return Receipt/Green Card Jordan Kroop
12/5/2011 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
12/5/2011 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
12/5/2011 Return Receipt/Green Card Martin Galbut
12/5/2011 Return Receipt/Green Card Martin Galbut
12/5/2011 Return Receipt/Green Card LaVelle & LaVelle, PLC
12/5/2011 Return Receipt/Green Card LaVelle & LaVelle, PLC
11/29/2011 Procedural Order - Modifies a [Previously Issued] Procedural Order Lyn Farmer, Chief Hearing Officer - A.C.C.
11/28/2011 Procedural Order - Sets a Procedural Schedule/Conference Lyn Farmer, Chief Hearing Officer - A.C.C.
11/22/2011 Response/Reply to a Procedural Order Julie Coleman Securities Division
11/22/2011 Response/Reply to a Procedural Order Michael J. LaVelle
11/15/2011 Response/Reply to a Procedural Order Julie Coleman Securities Division
11/10/2011 Procedural Order - Sets Miscellaneous Filing Dates Lyn Farmer, Chief Hearing Officer - A.C.C.
9/29/2011 Transcript Arizona Reporting Service, Inc. - Court Reporters
9/26/2011 Return Receipt/Green Card Kevin Downey
9/21/2011 Return Receipt/Green Card LaVelle & LaVelle, PLC
9/19/2011 Return Receipt/Green Card Martin Galbut
9/19/2011 Return Receipt/Green Card Jordan Kroop
9/19/2011 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
9/9/2011 Procedural Order - Regarding Oral Arguments Lyn Farmer, Chief Hearing Officer - A.C.C.
8/26/2011 Response to Motion Michael J. LaVelle, Atty. Respondents
8/15/2011 Objection / Opposition Julie Coleman Securities Division
8/1/2011 Motion/Request - Miscellaneous Michael J. LaVelle
7/1/2011 Procedural Order - Grants a Miscellaneous Motion/Request Lyn Farmer, Chief Hearing Officer - A.C.C.
5/3/2011 Response Julie Coleman Securities Division
4/29/2011 Objection / Opposition Michael J. LaVelle
4/25/2011 Response Julie Coleman Securities Division
4/13/2011 Motion/Request - Miscellaneous Julie Coleman Securities Division
4/4/2011 Notice of Filing - Miscellaneous Michael J. LaVelle
2/18/2011 Notice of Filing - Miscellaneous Julie Coleman Securities Division
2/11/2011 Procedural Order - Grants a Miscellaneous Motion/Request Lyn Farmer, Chief Hearing Officer - A.C.C.
2/2/2011 Response to Motion Julie Coleman Securities Division
1/18/2011 Response Michael J. LaVelle
1/5/2011 Response to Motion Julie Coleman
12/23/2010 Motion/Request - Miscellaneous Michael J. LaVelle
12/8/2010 Exhibit Arizona Reporting Service, Inc. - Court Reporters
12/6/2010 Transcript Arizona Reporting Service, Inc. - Court Reporters
12/6/2010 Exhibit Arizona Reporting Service, Inc. - Court Reporters
12/6/2010 Exhibit Arizona Reporting Service, Inc. - Court Reporters
11/24/2010 Transcript Arizona Reporting Service, Inc. - Court Reporters
11/22/2010 Transcript Arizona Reporting Service, Inc. - Court Reporters
11/22/2010 Transcript Arizona Reporting Service, Inc. - Court Reporters
11/18/2010 Transcript Arizona Reporting Service, Inc. - Court Reporters
11/9/2010 Transcript Arizona Reporting Service, Inc. - Court Reporters
11/9/2010 Transcript Arizona Reporting Service, Inc. - Court Reporters
11/5/2010 Procedural Order - Admits an Attorney Pro Hac Vice Lyn Farmer, Chief Hearing Officer - A.C.C.
11/4/2010 Transcript Arizona Reporting Service, Inc. - Court Reporters
11/4/2010 Transcript Arizona Reporting Service, Inc. - Court Reporters
11/2/2010 Response to Motion Julie Coleman
11/1/2010 Transcript Arizona Reporting Service, Inc. - Court Reporters
10/29/2010 Transcript Arizona Reporting Service, Inc. - Court Reporters
10/29/2010 Correspondence - Miscellaneous Martin R. Galbut
10/29/2010 Notice of Filing - Miscellaneous Martin R. Galbut
10/29/2010 Motion/Request - Miscellaneous Martin R. Galbut
10/29/2010 Notice of Filing - Miscellaneous Mirna Lerma
10/29/2010 Notice of Filing - Miscellaneous Kevin M. Downey
10/28/2010 Transcript Arizona Reporting Service, Inc. - Court Reporters
10/27/2010 Transcript Arizona Reporting Service, Inc. - Court Reporters
10/26/2010 Correspondence - Miscellaneous Martin R. Galbut
10/20/2010 Motion/Request - Miscellaneous Michael J. LaVelle Horizon Partners, LLC
10/14/2010 Notice of Filing - Miscellaneous Berta Walder
10/14/2010 Notice of Filing - Miscellaneous Howard Walder
10/14/2010 Notice of Filing - Miscellaneous Harish P. Shah
10/14/2010 Notice of Filing - Miscellaneous Madhavi H. Shah
10/14/2010 Notice of Filing - Miscellaneous Tom Hirsch
10/14/2010 Notice of Filing - Miscellaneous Diane Rose Hirsch
10/12/2010 Response to Motion Julie Coleman
10/12/2010 Response to Motion Julie Coleman
10/7/2010 Motion/Request - Miscellaneous Michael J. LaVelle
10/7/2010 Miscellaneous - Notice of Errata Michael J. LaVelle
10/6/2010 Response/Reply to a Procedural Order Julie Coleman
10/6/2010 Response/Reply to a Procedural Order Michael J. LaVelle
10/6/2010 List of Witnesses and/or Exhibits (Securities) Michael J. LaVelle
9/14/2010 Return Receipt/Green Card Jordan Kroop
9/13/2010 Return Receipt/Green Card LaVelle & LaVelle, PLC
9/13/2010 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
9/3/2010 Procedural Order - Modifies a [Previously Issued] Procedural Order Lyn Farmer, Chief Hearing Officer - A.C.C.
8/31/2010 Motion/Request - Miscellaneous Julie Coleman
8/18/2010 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
8/16/2010 Return Receipt/Green Card Jordan Kroop
8/16/2010 Return Receipt/Green Card LaVelle & LaVelle, PLC
8/2/2010 Procedural Order - Sets a Hearing Lyn Farmer, Chief Hearing Officer - A.C.C.
7/13/2010 Motion/Request - Miscellaneous Julie Coleman, Chief Counsel of Enforcement - Securities Division, A.C.C.
6/7/2010 Transcript Arizona Reporting Service, Inc. - Court Reporters
6/2/2010 Response to Motion Michael J. LaVelle, Atty. Tom & Diane Rose Hirsch, Berta & Howard Walder, Harish P. & Madavi H. Shah, and Horizon Partners, LLC
6/1/2010 Return Receipt/Green Card LaVelle & LaVelle, PLC Tom & Diane Rose Hirsch, Berta & Howard Walder, Harish P. & Madavi H. Shah, and Horizon Partners, LLC
6/1/2010 Return Receipt/Green Card LaVelle & LaVelle, PLC Tom & Diane Rose Hirsch, Berta & Howard Walder, Harish P. & Madavi H. Shah, and Horizon Partners, LLC
6/1/2010 Return Receipt/Green Card Marta Hetzer Arizona Reporting Service, Inc.
6/1/2010 Return Receipt/Green Card Marta Hetzer Arizona Reporting Service, Inc.
5/27/2010 Notice of Filing - Miscellaneous Julie Coleman, Chief Counsel - Securities Division, A.C.C.
5/25/2010 Procedural Order - Vacates a Hearing Lyn Farmer, Chief Hearing Officer - A.C.C.
5/20/2010 Response/Reply to a Procedural Order Julie Coleman, Chief Counsel of Enforcement - Securities Division, A.C.C.
5/20/2010 Motion/Request - Miscellaneous Julie Coleman, Chief Counsel of Enforcement - Securities Division, A.C.C.
5/20/2010 Response to Motion Michael J. Lavelle, Atty. Tom & Diane Rose Hirsch, Berta & Howard Walder, Harish P. & Madavi H. Shah, and Horizon Partners, LLC
5/19/2010 Procedural Order - Regarding Oral Arguments Lyn Farmer, Chief Hearing Officer - A.C.C.
5/10/2010 Response to Motion Julie Coleman, Chief Counsel of Enforcement - Securities Division, A.C.C.
5/5/2010 Affidavit/Certification - Service Robert Eckert - Securities Division, A.C.C.
5/5/2010 Affidavit/Certification - Service Robert Eckert - Securities Division, A.C.C.
5/3/2010 Return Receipt/Green Card Jordan Kroop, Atty. Radical Bunny, L.L.C.
5/3/2010 Return Receipt/Green Card LaVelle & LaVelle, PLC Tom & Diane Rose Hirsch, Berta & Howard Walder, Harish P. & Madavi H. Shah, and Horizon Partners, LLC
4/30/2010 Affidavit/Certification - Service Ronald R. Clark - Securities Division, A.C.C.
4/30/2010 Affidavit/Certification - Service Ronald R. Clark - Securities Division, A.C.C.
4/30/2010 Response Michael J. Lavelle, Atty. Tom & Diane Rose Hirsch, Berta & Howard Walder, Harish P. & Madavi H. Shah, and Horizon Partners, LLC
4/30/2010 Motion/Request to Dismiss Michael J. LaVelle, Atty. Tom & Diane Rose Hirsch, Berta & Howard Walder, Harish P. & Madavi H. Shah, and Horizon Partners, LLC
4/30/2010 Response Michael J. LaVelle, Atty Tom & Diane Rose Hirsch, Berta & Howard Walder, Harish P. & Madavi H. Shah, and Horizon Partners, LLC
4/28/2010 Decision A.C.C. (#71682)
4/9/2010 Return Receipt/Green Card LaVelle & LaVelle, PLC Diane Rose Hirsch, Madhavi H. Shah, and Horizon Partners, LLC
4/9/2010 Return Receipt/Green Card Jordan Kroop, Atty. Radical Bunny, L.L.C.
4/5/2010 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
2/26/2010 Procedural Order - To continue hearing Lyn Farmer, Chief Hearing Officer - A.C.C.
2/19/2010 Response to Motion Julie Coleman , Chief Counsel of Enforcement - Securities Division, A.C.C.
2/18/2010 Substitution of Counsel Michael J. Lavelle, Atty. Diane Rose Hirsch, Madhavi H. Shah, and Horizon Partners, LLC
2/18/2010 Response to Motion Michael J. LaVelle, Atty. Tom & Diane Rose Hirsch, Berta & Howard Walder, Harish P. & Madavi H. Shah, and Horizon Partners, LLC
2/10/2010 Response to Motion Julie Coleman
2/10/2010 Response to Motion Julie Coleman
2/8/2010 Stipulation Michael J. LaVelle, Atty. Tom Hirsch, Berta Walder, Howard Walder, and Harish P. Shah
2/8/2010 Motion/Request for an Extension of Time Michael J. LaVelle, Atty. Tom Hirsch, Berta Walder, Howard Walder, and Harish P. Shah
11/19/2009 Transcript Arizona Reporting Service, Inc. - Court Reporters
11/6/2009 Return Receipt/Green Card Arizona Reporting Service, Inc. - Court Reporters
11/6/2009 Return Receipt/Green Card Bruce Heurlin, Atty.
11/3/2009 Procedural Order - Sets a Hearing Lyn Farmer, Chief Hearing Officer - A.C.C.
10/15/2009 Return Receipt/Green Card Bruce R. Heurlin, Atty. Horizon Partners, L.L.C.
10/14/2009 Return Receipt/Green Card Dan Semon Arizona Reporting Service, Inc.
10/6/2009 Procedural Order - Continues a Pre-Hearing Conference Lyn Farmer, Chief Hearing Officer - A.C.C.
10/6/2009 Motion/Request - Miscellaneous Bruce R. Heurlin, Atty. Horizon Partners, L.L.C.
8/24/2009 Procedural Order - Sets a Procedural Schedule/Conference Lyn Farmer, Chief Hearing Officer - A.C.C.
8/24/2009 Response/Reply to a Procedural Order Bruce R. Hrurlin, Atty. Respondents
8/18/2009 Stipulation Julie Coleman
8/18/2009 Response/Reply to a Procedural Order Bruce R. Heurlin, Atty. Respondents
8/18/2009 Stipulation Bruce R. Heurlin, Atty. Respondents
8/10/2009 Affidavit/Certification - Service Julie Coleman - Securities Division, A.C.C.
7/16/2009 Response/Reply to a Procedural Order Julie Coleman, Chief Counsel - Securities Division, A.C.C.
6/23/2009 Transcript Arizona Reporting Service, Inc. - Court Reporters
6/17/2009 Procedural Order - Sets a Procedural Schedule/Conference Lyn Farmer, Chief Hearing Officer - A.C.C.
5/8/2009 Motion/Request to Continue a Hearing Bruce R. Heurlin, Atty. Horizon Partners
5/7/2009 Procedural Order - Continues a Pre-Hearing Conference Lyn Farmer, Chief Hearing Officer - A.C.C.
4/15/2009 Answer Bruce R. Heurlin, Atty. Respondents
4/9/2009 Procedural Order - Sets a Pre-Hearing Lyn Farmer, Chief Hearing Officer - A.C.C.
3/31/2009 Affidavit/Certification - Service Ronald R. Clark - Securities Division, A.C.C.
3/23/2009 Affidavit/Certification - Service Ronald R. Clark - Securities Division, A.C.C.
3/23/2009 Request for a Hearing Bruce R. Heurlin, Atty. Respondents
3/17/2009 Affidavit/Certification - Service Ronald R. Clark - Securities Division, A.C.C.
3/17/2009 Affidavit/Certification - Service Ronald R. Clark - Securities Division, A.C.C.
3/17/2009 Affidavit/Certification - Service Ronald R. Clark - Securities Division, A.C.C.
3/16/2009 Affidavit/Certification - Service Ronald R. Clark - Securities Division, A.C.C.
3/16/2009 Affidavit/Certification - Service Ronald R. Clark - Securities Division, A.C.C.
3/16/2009 Affidavit/Certification - Service Ronald R. Clark - Securities Division, A.C.C.
3/12/2009 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
71682 4/28/2010 Decision
73768 3/21/2013 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Contingent Open Meeting (If Needed) 4/13/2010 9:30 AM 4/14/2010
H.R. #1 Securities Prehearing Conference 6/16/2009 10:30 AM 6/16/2009
N/A Due - Witness List 7/16/2009 4:00 PM
N/A Due - Response 8/17/2009 4:00 PM
H.R. #1 Procedural Conference 11/3/2009 11:00 AM 11/4/2009
H.R. #1 Securities Prehearing Conference 5/25/2010 10:00 AM 5/26/2010
N/A Due - Rehearing Application 5/18/2010 8:00 AM 5/19/2010
H.R. #1 Oral Argument 5/25/2010 10:00 AM 5/26/2010
H.R. #1 Hearing 10/14/2010 10:00 AM 10/15/2010
H.R. #1 Hearing 11/5/2010 9:00 AM 11/9/2010
H.R. #1 Hearing 10/15/2010 9:00 AM 10/19/2010
H.R. #1 Hearing 10/18/2010 9:00 AM 10/19/2010
H.R. #1 Hearing 10/21/2010 9:00 AM 10/22/2010
H.R. #1 Hearing 10/22/2010 9:00 AM 10/26/2010
H.R. #1 Hearing 10/25/2010 9:00 AM 10/26/2010
H.R. #1 Hearing 10/26/2010 9:00 AM 10/26/2010
H.R. #1 Hearing 11/3/2010 9:00 AM 11/4/2010
H.R. #1 Pre-hearing Conference 10/13/2010 10:00 AM 10/13/2010
N/A Due - Exhibits 10/6/2010 4:00 PM 10/6/2010
N/A Due - Witness List 10/6/2010 4:00 PM
H.R. #1 Hearing 11/8/2010 9:00 AM 11/9/2010
H.R. #1 Hearing 11/9/2010 9:00 AM 11/17/2010
H.R. #1 Hearing 11/19/2010 9:00 AM 11/23/2010
H.R. #1 Hearing 11/17/2010 9:00 AM 11/17/2010
H.R. #1 Oral Argument 9/20/2011 10:00 AM 9/21/2011
N/A Due - Status Report 11/22/2011 4:00 PM 11/23/2011
H.R. #2 Procedural Conference 12/12/2011 10:00 AM 12/12/2011
H.R. #1 Hearing 3/19/2012 9:30 AM 3/19/2012
H.R. #1 Open Meeting 1/30/2013 10:00 AM 1/30/2013
H.R. #1 Open Meeting 1/31/2013 10:00 AM 2/1/2013
N/A Due - Rehearing Application 4/10/2013 8:00 AM 4/11/2013
Case Staff
Name Area Assigned
Clark Securities 3/24/2009
Farmer Hearing 3/23/2009
Julie Coleman Securities 3/24/2009
 
Company Contact Address Date Added Email Email Opt-in
Martin Galbut 2425 E. Camelback Rd., Ste. 1020
Phoenix, AZ 85016
11/5/2010
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
3/13/2009
Jordan Kroop 40 N. Central Ave, Ste 2700
Phoenix, AZ 85004
1/11/2013
Kevin Downey 725 Twelfth Street, N.W.
Washington, DC 20005
11/5/2010
LaVelle & LaVelle, PLC 2525 East Camelback Road, Suite 888
Phoenix, AZ 85016
2/19/2010
Arizona Reporting Service, Inc. 2200 N. Central Ave. -502
Phoenix, AZ 85004-1481
4/9/2009

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