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S-20654A-09-0068

Steve John Rogan, a married man, Carol Ann Richey, a married


Securities

Securities - General

Closed

2/18/2009

Temporary Order to Cease and Desist and Notice of Opportunity for Hearing.

09-0068

 
Filing Date
Description Filed By Filed For Document Details PDF
7/12/2010 Motion/Request - Miscellaneous Steve John Rogan and Carol Ann Richey - Respondent
7/12/2010 Motion/Request - Miscellaneous Steve John Rogan & Carol Ann Richey - Respondent
3/16/2010 Motion/Request - Miscellaneous Steve John Rogan & Carol Ann Richey - Respondent
3/1/2010 Return Receipt/Green Card Steve John Rogan & Carol Ann Richey - Respondent
2/23/2010 Decision A.C.C. (#71490)
2/8/2010 Exceptions Steve John Rogan & Carol Ann Richey - Respondents
2/5/2010 Procedural Order - Sets Miscellaneous Filing Dates Marc E. Stern, Administrative Law Judge - A.C.C.
2/4/2010 Exceptions Steve John Rogan & Carol Ann Richey - Respondents
1/28/2010 Recommended Opinion & Order from the Hearing Division Marc E. Stern, Administrative Law Judge - A.C.C.
9/18/2009 Notice of Filing - Miscellaneous Steve John Rogan & Carol Ann Richey - Respondents
9/14/2009 Notice of Filing - Miscellaneous William W. Black, Esq. - Securities Division, A.C.C.
9/2/2009 Brief William W. Black, Atty. - Securities Division, A.C.C.
8/28/2009 Notice of Filing - Miscellaneous Steve John Rogan & Carol Ann Richey Respondents
7/24/2009 Transcript Arizona Reporting Service, Inc. - Court Reporters
7/24/2009 Exhibit Arizona Reporting Service, Inc. - Court Reporters
6/15/2009 Compliance - To a Procedural Order William Black, Atty. - Securities Division, A.C.C.
4/7/2009 Transcript Arizona Reporting Service, Inc. - Court Reporters
4/2/2009 Return Receipt/Green Card Erik Koller for Steven Rogan
3/30/2009 Returned Certified Mail Steve John Rogan - Respondent
3/27/2009 Return Receipt/Green Card Heather Stanton Arizona Reporting Service, Inc.
3/24/2009 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
2/27/2009 Procedural Order - Sets a Pre-Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
2/26/2009 Correspondence - Miscellaneous Steve John Rogan & Carol Ann Richey - Respondents
2/24/2009 Answer Steve John Rogan & Carol Ann Richey - Respondents
2/23/2009 Affidavit/Certification - Service Michael J. Rice - Securities Division, A.C.C.
2/19/2009 Affidavit/Certification - Service Michael J. Rice - Securities Division, A.C.C.
2/18/2009 Application - Securities Mark Dinell, Atty. - Securities Division A.C.C.
Decision # Decision Date Description PDF
71490 2/23/2010 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #2 Securities Prehearing Conference 3/23/2009 11:00 AM 3/23/2009
H.R. #1 Contingent Open Meeting (If Needed) 2/18/2010 10:00 AM 2/18/2010
H.R. #1 Hearing 7/14/2009 9:30 AM 7/14/2009
H.R. #1 Hearing 7/15/2009 9:30 AM 7/15/2009
N/A Due - Witness List 6/15/2009 4:00 PM
N/A Due - Rehearing Application 3/15/2010 8:00 AM 3/15/2010
Case Staff
Name Area Assigned
Marc Stern Hearing 2/25/2009
Black Securities 2/24/2009
Michael Rice Securities 2/24/2009
Marc Stern Hearing 2/25/2009
William Black Securities 2/24/2009
 
Company Contact Address Date Added Email Email Opt-in
Steven Rogan 8912 E. Pinnacle Peak Rd., - 174
Scottsdale, AZ 85255
3/30/2009
Arizona Reporting Service, Inc. 2200 N. Central Ave. -502
Phoenix, AZ 85004-1481
2/27/2009
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
2/19/2009

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