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S-20632A-08-0504

Randie Balbas


Securities

Securities - General

Closed

9/30/2008

Notice of Opportunity for Hearing Regarding Proposed Order to Cease and Desist, Order for Restitution, for Administrative Penalties and for Other Affirmative Action.

08-0504

 
Filing Date
Description Filed By Filed For Document Details PDF
4/1/2009 Miscellaneous - Notice of Errata Wendy Coy, Atty Securities Division
3/31/2009 Request for a Hearing Wendy Coy, Senior Counsel - Securities Division, A.C.C.
3/27/2009 Return Receipt/Green Card Alan Baskin, Atty. Randie & Leila Balbas
3/24/2009 Decision A.C.C. (#70895)
3/23/2009 Motion/Request - Miscellaneous Wendy Coy, Senior Counsel - Securities Division, A.C.C.
3/23/2009 Procedural Order - Vacates a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
3/16/2009 Return Receipt/Green Card Alan Baskin, Atty. Randie & Leila Balbas
3/5/2009 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
3/3/2009 Stipulation Wendy Coy, Senior Counsel - Securities Division, A.C.C.
2/2/2009 Transcript Arizona Reporting Service, Inc. - Court Reporters
12/1/2008 Transcript Arizona Reporting Service, Inc. - Court Reporters
11/24/2008 Return Receipt/Green Card Marta Hetzer for Arizona Reporting Service, Inc.
11/24/2008 Return Receipt/Green Card Alan S. Baskin
11/17/2008 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
11/4/2008 Answer Alan Baskin, Atty.
10/17/2008 Notice of Appearance Alan S. Baskin
10/17/2008 Procedural Order - Sets a Pre-Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
10/2/2008 Affidavit/Certification - Service Robert Eckert
10/2/2008 Affidavit/Certification - Service Robert Eckert
9/30/2008 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
70895 3/24/2009 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Contingent Open Meeting (If Needed) 3/19/2009 10:00 AM 3/19/2009
H.R. #2 Securities Prehearing Conference 11/17/2008 10:30 AM 11/17/2008
H.R. #1 Status Conference 1/21/2009 10:00 AM 1/21/2009
N/A Due - Rehearing Application 4/13/2009 8:00 AM 4/14/2009
Case Staff
Name Area Assigned
Wendy Coy Securities 10/24/2008
Marc Stern Hearing 10/2/2008
Eckert Securities 10/24/2008
Marc Stern Hearing 10/2/2008
 
Company Contact Address Date Added Email Email Opt-in
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
10/1/2008
Arizona Reporting Service, Inc. 2200 N. Central Ave. -502
Phoenix, AZ 85004-1481
10/20/2008
Alan Baskin 80 East Rio Salado Parkway, Suite 511
Tempe, AZ 85281
10/20/2008

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