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S-20623A-08-0477

Helmut Weber


Securities

Securities - General

Closed

9/12/2008

Temporary Order to Cease and Desist and Notice of Opportunity for Hearing

08-0477

 
Filing Date
Description Filed By Filed For Document Details PDF
11/30/2009 Returned Certified Mail Helmut & Vera Weber - Respondents
11/27/2009 Return Receipt/Green Card No signature for Helmut & Vera Weber
11/13/2009 Decision A.C.C. (#71331)
10/9/2009 Recommended Opinion & Order from the Hearing Division Marc E. Stern, Administrative Law Judge - A.C.C.
6/2/2009 Notice of Filing - Miscellaneous Aikaterine Vervilos, Atty. - Securities Division, A.C.C.
4/1/2009 Exhibit Arizona Reporting Service, Inc. - Court Reporters
4/1/2009 Transcript Arizona Reporting Service, Inc. - Court Reporters
2/13/2009 List of Witnesses and/or Exhibits Aikaterine Vervilos, Atty. - Securities Division, A.C.C.
2/2/2009 Transcript Arizona Reporting Service, Inc. - Court Reporters
12/2/2008 Procedural Order - Grants a Miscellaneous Motion/Request Marc E. Stern, Administrative Law Judge - A.C.C.
11/21/2008 Withdrawal of Counsel Alan S. Baskin
11/14/2008 Return Receipt/Green Card Dan Semon for Arizona Reporting Service, Inc.
11/13/2008 Return Receipt/Green Card Alan Baskin
11/13/2008 Transcript Arizona Reporting Service, Inc. - Court Reporters
11/7/2008 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
10/16/2008 Answer Alan S. Baskin
10/7/2008 Procedural Order - Sets a Pre-Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
10/6/2008 Notice of Appearance Alan S. Baskin
9/16/2008 Affidavit/Certification - Service Robert Eckert
9/16/2008 Affidavit/Certification - Service Robert Eckert
9/12/2008 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
71331 11/13/2009 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Contingent Open Meeting (If Needed) 11/5/2009 10:00 AM 11/5/2009
H.R. #1 Securities Prehearing Conference 11/5/2008 9:30 AM 11/5/2008
H.R. #1 Hearing 3/16/2009 10:00 AM 3/16/2009
H.R. #1 Hearing 3/18/2009 9:30 AM 3/18/2009
H.R. #2 Hearing 3/19/2009 9:30 AM 3/19/2009
H.R. #1 Status Conference 1/21/2009 9:30 AM 1/21/2009
H.R. #1 Hearing 3/17/2009 9:30 AM 3/18/2009
N/A Due - Rehearing Application 12/3/2009 8:00 AM 12/3/2009
Case Staff
Name Area Assigned
Marc Stern Hearing 9/23/2008
Eckert Securities 10/24/2008
Aikaterine Vervilos Securities 10/24/2008
Aikaterine Vervilos Securities 10/24/2008
Marc Stern Hearing 9/23/2008
 
Company Contact Address Date Added Email Email Opt-in
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
9/15/2008
Alan Baskin 80 East Rio Salado Parkway, Suite 511
Tempe, AZ 85281
10/7/2008
Helmut & Vera Weber 10115 East Happy Hollow Drive
Scottsdale, AZ 85262-3102
12/2/2008
Arizona Reporting Service, Inc. 2200 N. Central Ave. -502
Phoenix, AZ 85004-1481
11/7/2008

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