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Docket Details




S-20622A-08-0476

Patrick Allen Roberts


Securities

Securities - General

Closed

9/12/2008

Temporary Order to Cease and Desist and Notice of Opportunity for Hearing

08-0476

 
Filing Date
Description Filed By Filed For Document Details PDF
12/16/2008 Return Receipt/Green Card Patrick Roberts
12/16/2008 Return Receipt/Green Card Sheri L. Krouse
12/9/2008 Decision A.C.C. (#70633)
12/1/2008 Return Receipt/Green Card Patrick Roberts
12/1/2008 Return Receipt/Green Card Sheri L. Krouse
11/20/2008 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
9/15/2008 Affidavit/Certification - Service Robert Eckert
9/15/2008 Affidavit/Certification - Service Robert Eckert
9/15/2008 Affidavit/Certification - Service Robert Eckert
9/15/2008 Affidavit/Certification - Service Robert Eckert
9/12/2008 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
70633 12/9/2008 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Contingent Open Meeting (If Needed) 12/4/2008 10:00 AM 12/5/2008
N/A Due - Rehearing Application 12/29/2008 8:00 AM 12/29/2008
Case Staff
Name Area Assigned
Marc Stern Hearing 9/23/2008
Eckert Securities 10/24/2008
Black Securities 10/24/2008
William Black Securities 10/24/2008
Marc Stern Hearing 9/23/2008
 
Company Contact Address Date Added Email Email Opt-in
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
9/15/2008

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