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S-20616A-08-0449

Guillermo Ricardo De La Vara aka William De La Vara and Bill


Securities

Securities - General

Closed

8/28/2008

Temporary Odrer to Cease and Desist and Notice of Opportunity for Hearing

08-0449

 
Filing Date
Description Filed By Filed For Document Details PDF
10/14/2008 Return Receipt/Green Card Custodian of Records for MNI Properties, L.L.C.
10/14/2008 Return Receipt/Green Card Erlinda de la Vara
10/14/2008 Return Receipt/Green Card Custodian of Records for Mortgage Notes, Inc.
10/14/2008 Return Receipt/Green Card Guillermo Ricardo de la Vara
10/8/2008 Decision A.C.C. (70547)
10/6/2008 Return Receipt/Green Card Custodian of Records for MNI Properties, L.L.C.
10/6/2008 Return Receipt/Green Card Erlinda de la Vara
10/6/2008 Return Receipt/Green Card Custodian of Records for Mortgage Notes, Inc.
10/6/2008 Return Receipt/Green Card Guillermo Ricardo de la Vara
9/23/2008 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
9/3/2008 Affidavit/Certification - Service Michael D. Brokaw
9/3/2008 Affidavit/Certification - Service Michael D. Brokaw
9/3/2008 Affidavit/Certification - Service Michael D. Brokaw
9/3/2008 Affidavit/Certification - Service Michael D. Brokaw
8/28/2008 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
70547 10/8/2008 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Contingent Open Meeting (If Needed) 10/7/2008 10:00 AM 10/8/2008
N/A Due - Rehearing Application 10/28/2008 8:00 AM 10/28/2008
Case Staff
Name Area Assigned
Marc Stern Hearing 9/5/2008
Michael Dailey Securities 9/3/2008
Michael Brokaw Securities 9/3/2008
Marc Stern Hearing 9/5/2008
 
Company Contact Address Date Added Email Email Opt-in
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
9/2/2008

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