Home > Search > Docket Search > Docket Details

Docket Details




S-20610A-08-0438

Southern Homes, L.L.C.


Securities

Securities - General

Closed

8/21/2008

Notice of Opportunity for Hearing Regarding Proposed Order to Cease and Desist, for Restitution, for Administrative Penalties, and for Other Affirmative Action

08-0438

 
Filing Date
Description Filed By Filed For Document Details PDF
3/31/2009 Return Receipt/Green Card Richard L. Klauer, Atty. Southern Homes, L.L.C.
3/24/2009 Decision A.C.C. (#70894)
3/16/2009 Return Receipt/Green Card Richard L. Klauer, Atty. Southern Homes, L.L.C.
3/5/2009 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
2/9/2009 Procedural Order - Vacates a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
2/3/2009 Staff's Motions/Requests Aaron S. Ludwig, Atty. - Securities Division, A.C.C.
1/30/2009 Procedural Order - Grants a Miscellaneous Motion/Request Marc E. Stern, Administrative Law Judge - A.C.C.
1/21/2009 Notice of Filing Aaron S. Ludwig, Atty. - Securities Division, A.C.C.
1/8/2009 Staff's Motions/Requests Aaron S. Ludwig, Atty. - Securities Division, A.C.C.
1/8/2009 Address/Phone Number Change Richard L. Klauer
11/6/2008 Transcript Arizona Reporting Service, Inc. - Court Reporters
10/29/2008 Return Receipt/Green Card Eichard Klauer
10/29/2008 Return Receipt/Green Card Dan Semon for Arizona Reporting Service, Inc.
10/23/2008 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
10/15/2008 Notice of Filing - Miscellaneous Richard L. Klauer
9/29/2008 Procedural Order - Sets a Pre-Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
9/24/2008 Answer Richard L. Klauer
9/2/2008 Request for a Hearing Richard L. Klauer
8/27/2008 Affidavit/Certification - Service Gary R. Clapper
8/21/2008 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
70894 3/24/2009 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Contingent Open Meeting (If Needed) 3/19/2009 10:00 AM 3/19/2009
H.R. #2 Securities Prehearing Conference 10/21/2008 11:00 AM 10/22/2008
N/A Due - Rehearing Application 4/13/2009 8:00 AM 4/14/2009
Case Staff
Name Area Assigned
Clapper Securities 9/3/2008
Marc Stern Hearing 9/5/2008
Aaron Ludwig Securities 9/3/2008
Marc Stern Hearing 9/5/2008
 
Company Contact Address Date Added Email Email Opt-in
Arizona Reporting Service, Inc. 2200 N. Central Ave. -502
Phoenix, AZ 85004-1481
9/29/2008
Richard Klauer 4720 E. Cholla Street
Phoenix, AZ 85028
9/29/2008
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
9/29/2008

There were no linked dockets found