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Docket Details




S-20607A-08-0381

Cag Capital, Inc.


Securities

Securities - General

Closed

7/23/2008

Notice of Opportunity for Hearing regarding Proposed Order to Cease and Desist, for Restitution, for Administrative Penalties and for Other Affirmative Action.

08-0381

 
Filing Date
Description Filed By Filed For Document Details PDF
10/16/2008 Return Receipt/Green Card Carlos Arboleda
10/8/2008 Decision A.C.C. (70546)
10/8/2008 Return Receipt/Green Card Carlos Arboleda
9/23/2008 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
8/11/2008 Stipulation Carlos Arboleda
8/4/2008 Notice of Filing - Miscellaneous Mike Dailey
7/23/2008 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
70546 10/8/2008 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Contingent Open Meeting (If Needed) 10/7/2008 10:00 AM 10/8/2008
N/A Due - Rehearing Application 10/28/2008 8:00 AM 10/28/2008
Case Staff
Name Area Assigned
Marc Stern Hearing 7/31/2008
Michael Dailey Securities 9/3/2008
Guy Phillips Securities 9/3/2008
Marc Stern Hearing 7/31/2008
 
Company Contact Address Date Added Email Email Opt-in
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
7/24/2008
Carlos Arboleda Arboleda Brechner
4545 East Shea Blvd., Suite 120
Phoenix, AZ 85028
8/11/2008

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