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S-20605A-08-0377

Richard Bradford and Cindy Bradford, Husband and Wife


Securities

Securities - General

Closed

7/22/2008

Notice of Opportunity for Hearing Regarding Proposed Order to Cease and Desist, Order for Restitution, for Administrative Penalties, and for other Affirmative Action

08-0377

 
Filing Date
Description Filed By Filed For Document Details PDF
6/28/2011 Transcript Arizona Reporting Service, Inc. - Court Reporters
4/12/2011 Notice of Filing - Miscellaneous Ernest G. Johnson, Executive Director, A.C.C.
8/23/2010 Motion/Request - Miscellaneous Michelle M. Lauer
8/18/2010 Notice of Filing - Miscellaneous Michelle M. Lauer
8/16/2010 Notice of Filing - Miscellaneous Michelle M. Lauer
6/7/2010 Application for a Rehearing/Review Cindy White - Respondent
5/26/2010 Withdrawal of Counsel Scott Wakefield, Atty. Cindy White
5/24/2010 Return Receipt/Green Card Scott Wakefield, Atty. Cindy White
5/17/2010 Decision A.C.C. (#71695)
5/7/2010 Return Receipt/Green Card Scott Wakefield, Atty. Cindy White
5/6/2010 Exception(s) - Response to Recommended Order Scott Wakefield, Atty. Cindy White
4/27/2010 Securities Recommended Opinion & Order from the Hearing Division Marc E. Stern, Administrative Law Judge - A.C.C.
11/16/2009 Closing Brief Scott Wakefield, Atty. Cindy White
10/29/2009 Procedural Order - Grants an Extension of Time Marc E. Stern, Administrative Law Judge - A.C.C.
10/28/2009 Motion/Request for an Extension of Time Scott Wakefield, Atty. Cindy White
9/23/2009 Post Hearing, Opening, Initial Brief Phong (Paul) Huynh, Atty. - Securities Division, A.C.C.
8/31/2009 Procedural Order - Sets Miscellaneous Filing Dates Marc E. Stern, Administrative Law Judge - A.C.C.
8/28/2009 Motion/Request for an Extension of Time Phong (Paul) Huynh, Atty. - Securities Division, A.C.C.
7/16/2009 Exhibit Arizona Reporting Service, Inc. - Court Reporters
7/16/2009 Transcript Arizona Reporting Service, Inc. - Court Reporters
6/30/2009 Procedural Order - Miscellaneous Marc E. Stern, Administrative Law Judge - A.C.C.
6/5/2009 Compliance - To a Procedural Order Phong (Paul) Huynh, Staff Attorney - Securities Division, A.C.C.
4/22/2009 Transcript Arizona Reporting Service, Inc. - Court Reporters
4/15/2009 Return Receipt/Green Card Marta Hetzer Arizona Reporting Service
4/15/2009 Return Receipt/Green Card Cindy Bradford - Respondent
4/8/2009 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
3/20/2009 Procedural Order - Sets a Procedural Schedule/Conference Marc E. Stern, Administrative Law Judge - A.C.C.
3/19/2009 Staff's Motions/Requests Julie Coleman - Securities Division, A.C.C.
3/4/2009 Request for a Hearing Cindy White Respondent
2/23/2009 Correspondence - Miscellaneous Correspondence From the Commissioners to outside Parties Gary Pierce, Commissioner - A.C.C.
2/23/2009 Correspondence - Miscellaneous Cindy White - Respondent Richard Bradford and Cindy Bradford
10/15/2008 Return Receipt/Green Card Cindy White
10/14/2008 Return Receipt/Green Card Richard Bradford
10/8/2008 Decision A.C.C. (70544)
10/8/2008 Decision A.C.C. (70545)
10/6/2008 Return Receipt/Green Card Cindy White
10/6/2008 Return Receipt/Green Card Richard Bradford
9/23/2008 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
9/23/2008 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
9/16/2008 Transcript Arizona Reporting Service, Inc. - Court Reporters
8/11/2008 Procedural Order - Miscellaneous Marc E. Stern, Administrative Law Judge - A.C.C.
8/6/2008 Correspondence - Miscellaneous Cindy White
7/31/2008 Affidavit/Certification - Service Ronald Baran
7/24/2008 Affidavit/Certification - Service Ronald Baran
7/23/2008 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
70544 10/8/2008 Decision
70545 10/8/2008 Decision
71695 5/17/2010 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Contingent Open Meeting (If Needed) 10/7/2008 10:00 AM 10/8/2008
H.R. #1 Status Conference 9/4/2008 11:00 AM 9/4/2008
N/A Due - Rehearing Application 10/28/2008 8:00 AM 6/7/2010
N/A Due - Rehearing Application 10/28/2008 8:00 AM 10/28/2008
H.R. #1 Contingent Open Meeting (If Needed) 5/13/2010 10:00 AM 5/13/2010
H.R. #2 Procedural Conference 4/7/2009 10:00 AM 4/7/2009
H.R. #1 Hearing 7/7/2009 9:30 AM 7/7/2009
H.R. #1 Hearing 7/8/2009 9:30 AM 7/8/2009
N/A Due - Witness List 6/5/2009 4:00 PM
N/A Due - Briefs (Misc.) 9/30/2009 4:00 PM 11/16/2009
See Notes Due - Response 11/16/2009 4:00 PM
N/A Due - Rehearing Application 6/7/2010 8:00 AM 6/7/2010
N/A Due - Statutory Rehearing Deadline 6/28/2010 8:00 AM 6/28/2010
Case Staff
Name Area Assigned
Marc Stern Hearing 7/31/2008
Paul Huynh Securities 9/3/2008
Ron Baran Securities 9/3/2008
Marc Stern Hearing 7/31/2008
 
Company Contact Address Date Added Email Email Opt-in
Cindy White 3134 South Market Place, No. 1051
Gilbert, AZ 85295
8/31/2009
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
8/12/2008
Scott Wakefield RIDENOUR, HIENTON & LEWIS, P.L.L.C
201 N. Central Ave., Suite 3300
Phoenix, AZ 85004-1052
10/29/2009

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