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S-20603A-08-0370

Trademark Capital Management, LLC


Securities

Securities - General

Closed

7/22/2008

In the matter of the application of Trademark Capital Management, LLC for approval of a Temporary Order to Cease and Desist and Notice of Opportunity for Hearing.

08-0370

Other Respondents in this case are Blue Investments, LLC, and Travis Richey and Melissa Boyd, Husband and Wife.
 
Filing Date
Description Filed By Filed For Document Details PDF
4/23/2009 Return Receipt/Green Card Michael Salcido, Atty. Trademark Capital Management
4/21/2009 Decision A.C.C. (#70966)
4/13/2009 Return Receipt/Green Card Michael Salcido, Atty. Trademark Capital Management
3/30/2009 Proposed Consent Order from the Securities Division Matthew Neubert, Director of Securities
2/12/2009 Transcript Arizona Reporting Service, Inc. - Court Reporters
1/30/2009 Staff's Responses Phong (Paul) Huynh, Atty. - Securities Division, A.C.C.
1/29/2009 Motion/Request to Continue a Hearing Michael Salcido, Atty. for Trademark Capital Management, LLC
1/21/2009 Procedural Order - Grants a Miscellaneous Motion/Request Marc E. Stern, Administrative Law Judge - A.C.C.
1/20/2009 Staff's Motions/Requests Phong (Paul) Huynh, Atty. - Securities Division, A.C.C.
1/13/2009 Staff's Miscellaneous Phong (Paul) Huynh
1/9/2009 Notice of Filing - Miscellaneous Michael Salcido, Atty.
12/30/2008 Motion/Request - Miscellaneous Phong (Paul) Huynh, Atty. - Securities Division
10/28/2008 Return Receipt/Green Card Marta Hetzer for Arizona Reporting Service, Inc.
10/28/2008 Return Receipt/Green Card Michael Salcido, Atty.
10/22/2008 Procedural Order - Sets a Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
10/2/2008 Transcript Arizona Reporting Service, Inc. - Court Reporters
9/2/2008 Answer Michael Salcido, Atty.
8/21/2008 Procedural Order - Sets a Pre-Hearing Marc E. Stern, Administrative Law Judge - A.C.C.
8/18/2008 Request for a Hearing Michael Salcido, Atty.
8/4/2008 Affidavit/Certification - Service Michael D. Brokaw
8/4/2008 Affidavit/Certification - Service Michael D. Brokaw
8/4/2008 Affidavit/Certification - Service Michael D. Brokaw
8/4/2008 Affidavit/Certification - Service Michael D. Brokaw
7/23/2008 Application - Securities Matthew Neubert, Director of Securities
Decision # Decision Date Description PDF
70966 4/21/2009 Decision
 
Location Type Date Time Completed Details Download Outlook Calendar
H.R. #1 Contingent Open Meeting (If Needed) 4/14/2009 10:00 AM 4/15/2009
2nd Floor Conf Rm Securities Prehearing Conference 9/9/2008 2:00 PM 9/10/2008
H.R. #1 Hearing 2/2/2009 10:00 AM 2/2/2009
H.R. #1 Hearing 2/5/2009 9:30 AM 2/5/2009
H.R. #1 Hearing 2/9/2009 10:00 AM 2/9/2009
H.R. #1 Hearing 2/10/2009 9:30 AM 2/10/2009
H.R. #1 Hearing 2/11/2009 9:30 AM 2/11/2009
N/A Due - Rehearing Application 5/11/2009 8:00 AM 5/11/2009
Case Staff
Name Area Assigned
Marc Stern Hearing 7/31/2008
Paul Huynh Securities 9/3/2008
Michael Brokaw Securities 9/3/2008
Marc Stern Hearing 7/31/2008
 
Company Contact Address Date Added Email Email Opt-in
Arizona Reporting Service, Inc. 2200 N. Central Ave. -502
Phoenix, AZ 85004-1481
8/21/2008
Matthew Neubert 1200 W. Washington
Phoenix, AZ 85007-0000
7/23/2008
Michael Salcido BUCKLEY KING, LPA
2020 North Central Avenue, Suite 1120
Phoenix, AZ 85004
8/21/2008

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